SEC Form 4 · accession 0001225208-19-001422
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas B Petno
Officer — CEO Commercial Banking
Period of report
Jan 29, 2019
Accepted (ET)
Jan 29, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2019 | S | 11,659 | $105.0009 | D | 129,535 | D | |
| Common StockF2 | holding | — | — | — | 133,660 | I | By GRATs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to 10b5-1 Plan dated November 14, 2018.
- F2Balances reflect 12,912 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 17, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.