SEC Form 4 · accession 0001225208-18-015546
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Smith
Officer — Co-President & COO, CEO CCB
Period of report
Nov 1, 2018
Accepted (ET)
Nov 15, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2018 | G | 24,025 | $0.00 | A | 24,025 | I | By Family Trust |
| Common StockF1 | Nov 1, 2018 | G | 24,025 | $0.00 | D | 45,000 | I | By GRATs |
| Common StockF2 | holding | — | — | — | 256,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Upon termination of a Grantor Retained Annuity Trust, 24,025 shares were transferred to Family Trust as beneficiary.
- F2Amount owned directly includes 17,607 shares transferred from a Grantor Retained Annuity Trust to the Grantor on November 1, 2018. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
Remarks
poasmith.txt