SEC Form 4 · accession 0001225208-18-015545
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas B Petno
Officer — CEO Commercial Banking
Period of report
Nov 14, 2018
Accepted (ET)
Nov 15, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2018 | G | 915 | $0.00 | D | 104,962 | D | |
| Common StockF1 | holding | — | — | — | 146,572 | I | By GRATs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balances reflect 11,770 shares and 13,453 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Reporting Person on February 14, 2018 and August 7, 2018, respectively. Balances also reflect 43,155 shares transferred on July 17, 2018 from a GRAT, pursuant to an agreement entered into on May 7, 2018 under the terms of the GRAT. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
Remarks
poapetno.txt