SEC Form 4 · accession 0001225208-18-011912
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Smith
Officer — Co-President & COO, CEO CCB
Period of report
Jul 23, 2018
Accepted (ET)
Jul 23, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 23, 2018 | S | 30,725 | $114.0124 | D | 238,929 | D | |
| Common StockF2 | holding | — | — | — | 86,632 | I | By GRATs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to 10b5-1 Plan dated April 17, 2018.
- F2Balance reflects 45,000 shares transferred from direct to indirect ownership for the funding of a Grantor Retained Annuity Trust (GRAT) on April 18, 2018.