SEC Form 4 · accession 0000905729-16-000723
CHEMICAL FINANCIAL CORP · CHFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin C Wheatlake
Director
Period of report
Sep 26, 2016
Accepted (ET)
Sep 27, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2016 | M | 6,110 | $0.00 | A | 6,110 | D | |
| Common StockF1 | holding | — | — | — | 3,499 | I | Held in Trust | |
| Common StockF1 | holding | — | — | — | 78,495 | I | By Partnership | |
| Common StockF1 | holding | — | — | — | 300 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2 | — | Sep 26, 2016 | M | 6,111 | D | — | — | Common Stock | 6,111 | 0 | D |
Explanation of responses
- F1The reporting person disclaims any beneficial ownership of all shares owned on an indirect basis. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities owned on an indirect basis.
- F2Stock units issued under the Chemical Financial Corporation Directors' Deferred Stock Plan were converted into shares of common stock on a one-for-one basis in a lump sum in connection with the merger of Talmer Bancorp, Inc. with and into Chemical Financial Corporation. The reporting person will receive cash in lieu of any fractional shares that would otherwise have resulted from such conversion.