SEC Form 4 · accession 0000905729-15-000218
CHEMICAL FINANCIAL CORP · CHFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Collins
Officer — Exec V.P., Gen. Counsel & Secy
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2015 | M | 3,088 | $19.43 | A | 7,863 | D | |
| Common Stock | Jun 19, 2015 | F | 2,193 | $33.68 | D | 5,670 | D | |
| Common StockF2 | holding | — | — | — | 4,986 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 49 | I | By son | |
| Common StockF3 | holding | — | — | — | 11 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $19.43 | Jun 19, 2015 | M | 3,088 | D | — | May 17, 2021 | Common Stock | 3,088 | 0 | D |
Explanation of responses
- F1Includes 8.710 shares acquired between 1/1/2015 and 3/31/2015 through the Corporation's Chemical Invest Direct Program.
- F2Between 1/1/2015 and 3/31/2015 the reporting person acquired 62.077 shares of Chemical Financial Corporation common stock under the Chemical Financial Corporation 401(k) Plan.
- F3The reporting person disclaims any beneficial ownership of all shares owned by his sons. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities owned by his sons.
- F4Vested in three equal annual installments beginning on May 16, 2012.