SEC Form 3 · accession 0000905729-15-000205
CHEMICAL FINANCIAL CORP · CHFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garth D Deur
Other
Period of report
Jun 1, 2015
Accepted (ET)
Jun 5, 2015 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 21,216 | D | ||
| Common StockF1 | holding | — | — | — | 47,789 | I | By wife in trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.09 | holding | — | — | — | — | Apr 28, 2020 | Common Stock | 5,682 | — | D |
| Stock OptionsF2 | $13.20 | holding | — | — | — | — | Apr 28, 2021 | Common Stock | 7,576 | — | D |
| Stock OptionsF2 | $14.78 | holding | — | — | — | — | Apr 27, 2022 | Common Stock | 4,091 | — | D |
| Stock OptionsF2 | $15.84 | holding | — | — | — | — | Apr 25, 2023 | Common Stock | 15,152 | — | D |
| Phantom StockF4,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 10,926 | — | D |
Explanation of responses
- F1The reporting person disclaims any beneficial ownership of all shares owned by his wife. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities owned by his wife.
- F2Vested in conjunction with the merger of Lake Michigan Financial Corporation with and into Chemical Financial Corporation at the close of business May 31, 2015.
- F3Shares of phantom stock are payable in shares of Chemical Financial Corporation common stock or in cash following termination of the reporting person's employment with Chemical Financial Corporation.
- F4Each share of phantom stock represents the right to receive one share of Chemical Financial Corporation common stock or the cash value thereof.