SEC Form 4 · accession 0000019612-19-000032
CHEMICAL FINANCIAL CORP · CHFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Collins
Officer — Exec V.P., Gen. Counsel & Secy
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 18, 2019 | M | 472 | $0.00 | A | 13,665 | D | |
| Common StockF3 | Feb 18, 2019 | F | 160 | $46.84 | D | 13,505 | D | |
| Common StockF4 | holding | — | — | — | 5,635 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Service-Based UnitsF1 | — | Feb 18, 2019 | M | 413 | D | — | — | Common Stock | 413 | 0 | D |
Explanation of responses
- F1Restricted stock service-based units converted into shares of common stock at the end of a 5-year vesting period. Dividend equivalents accrued on the restricted stock service-based units.
- F2Between 1/1/2018 and 12/31/2018 the reporting person acquired 42.078 shares of Chemical Financial Corporation common stock through dividend reinvestment.
- F3Shares withheld to satisfy applicable withholding taxes in connection with the conversion of restricted stock service-based units. The closing price on 2/15/2019 (as 2/18/2019 fell on a Federal holiday) of common stock of Chemical Financial Corporation on the NASDAQ stock market was $46.84 per share.
- F4Between 1/1/2018 and 12/31/2018 the reporting person acquired 138.490 shares, and disposed of 28.583 shares in a non-discretionary transaction, of Chemical Financial Corporation common stock under the Chemical Financial Corporation 401(k) Plan.