SEC Form 4 · accession 0000019612-18-000091
CHEMICAL FINANCIAL CORP · CHFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Rathbun
Other
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 2,900 | $23.78 | A | 16,449 | D | |
| Common Stock | Jun 7, 2018 | F | 1,670 | $58.61 | D | 14,779 | D | |
| Common Stock | Jun 7, 2018 | M | 4,905 | $25.14 | A | 19,684 | D | |
| Common Stock | Jun 7, 2018 | F | 2,906 | $58.61 | D | 16,778 | D | |
| Common Stock | Jun 7, 2018 | M | 4,809 | $29.45 | A | 21,587 | D | |
| Common Stock | Jun 7, 2018 | F | 3,102 | $58.61 | D | 18,485 | D | |
| Common Stock | Jun 7, 2018 | S | 5,000 | $58.86 | D | 13,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $23.78 | Jun 7, 2018 | M | 2,900 | D | — | Feb 22, 2022 | Common Stock | 2,900 | 0 | D |
| Stock OptionsF2 | $25.14 | Jun 7, 2018 | M | 4,905 | D | — | Feb 23, 2023 | Common Stock | 4,905 | 0 | D |
| Stock OptionsF3 | $29.45 | Jun 7, 2018 | M | 4,809 | D | — | Feb 19, 2024 | Common Stock | 4,809 | 0 | D |
Explanation of responses
- F1Vested in three equal annual installments beginning on 2/21/13.
- F2Initially scheduled to vest in five equal annual installments beginning on 2/22/14. Remaining unvested options vested in full on 8/31/16.
- F3Initially scheduled to vest in five equal annual installments beginning on 2/18/15. Remaining unvested options vested in full on 8/31/16.