SEC Form 4 · accession 0001264931-17-000016
WORLDS INC · WDDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard Stolar
Director
Period of report
Sep 12, 2007
Accepted (ET)
Feb 15, 2017 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2013 | M | 74,418 | — | A | 74,418 | D | |
| Common StockF2 | May 24, 2013 | M | 56,044 | — | A | 130,462 | D | |
| Common StockF3 | May 24, 2013 | M | 65,934 | — | A | 196,396 | D | |
| Common StockF4 | May 24, 2013 | M | 74,726 | — | A | 271,122 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $0.05 | Sep 12, 2007 | A | 150,000 | A | Sep 12, 2007 | Sep 11, 2012 | Common Stock | 150,000 | 150,000 | D |
| Stock OptionF5 | $0.20 | Jan 1, 2008 | A | 100,000 | A | Jan 1, 2009 | Dec 31, 2012 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF5 | $0.20 | Jan 1, 2009 | A | 100,000 | A | Jan 1, 2010 | Dec 31, 2013 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF5 | $0.11 | Apr 14, 2010 | A | 100,000 | A | Apr 14, 2011 | Apr 14, 2013 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF5 | $0.155 | Jan 1, 2011 | A | 100,000 | A | Jan 1, 2012 | Dec 31, 2016 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF5 | $0.115 | Oct 1, 2012 | A | 100,000 | A | Jan 1, 2013 | Sep 30, 2017 | Common Stock | 100,000 | 100,000 | D |
| Stock OptionF5 | $0.19 | Jan 1, 2013 | A | 100,000 | A | Jan 1, 2014 | Dec 31, 2018 | Common Stock | 100,000 | 100,000 | D |
| Stock Option | $0.20 | Feb 12, 2013 | A | 100,000 | D | Jan 1, 2010 | Dec 31, 2013 | Common Stock | 100,000 | 0 | D |
| Stock Option | $0.11 | May 24, 2013 | A | 100,000 | D | Apr 14, 2011 | Apr 14, 2013 | Common Stock | 100,000 | 0 | D |
| Stock Option | $0.155 | May 24, 2013 | A | 100,000 | D | Jan 1, 2012 | Dec 31, 2016 | Common Stock | 100,000 | 0 | D |
| Stock Option | $0.115 | May 24, 2013 | A | 100,000 | D | Jan 1, 2013 | Dec 31, 2017 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Cashless exercise. Surrendered 25,582 options to pay $0.20 per share exercise price.
- F2Cashless exercise. Surrendered 43,956 options to pay $0.11 per share exercise price.
- F3Cashless exercise. Surrendered 34,066 options to pay $0.155 per share exercise price
- F4Cashless exercise. Surrendered 25,274 options to pay $0.115 per share exercise price.
- F5Director Compensation.