SEC Form 4 · accession 0001209191-18-057521
CHEMED CORP · CHE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naomi C Dallob
Officer — VP and Chief Legal Officer
Period of report
Nov 6, 2018
Accepted (ET)
Nov 7, 2018 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| capital stock | Nov 6, 2018 | M | 4,833 | $135.85 | A | 11,122 | D | |
| capital stock | Nov 6, 2018 | M | 2,866 | $231.91 | A | 13,988 | D | |
| capital stock | Nov 6, 2018 | F | 5,752 | $307.91 | D | 8,236 | D | |
| capital stock | Nov 7, 2018 | M | 3,200 | $157.36 | A | 11,436 | D | |
| capital stock | Nov 7, 2018 | F | 2,291 | $312.83 | D | 9,145 | D | |
| capital stock | Nov 7, 2018 | S | 5,500 | $317.23 | D | 3,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option(right to buy with tandem tax withholding)F2 | $135.85 | Nov 6, 2018 | M | 4,833 | D | — | Nov 4, 2021 | capital stock | 4,833 | 23,834 | D |
| stock option(right to buy with tandem tax withholding)F3 | $231.91 | Nov 6, 2018 | M | 2,866 | D | — | Nov 3, 2022 | capital stock | 2,866 | 20,968 | D |
| stock option(right to buy with tandem tax withholding)F4 | $157.36 | Nov 7, 2018 | M | 3,200 | D | — | Nov 6, 2020 | capital stock | 3,200 | 17,768 | D |
Explanation of responses
- F1Payment of purchase price and tax obligation on stock option exercise.
- F2Vesting in three equal annual installments commencing 11/04/2017
- F3Vesting in three equal annual installments commencing 11/03/2018
- F4vesting in three equal annual installments commencing 11/6/2016.