SEC Form 4 · accession 0001209191-16-150028
CHEMED CORP · CHE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer S Lee
Officer — executive vice president
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| capital stock | Nov 14, 2016 | S | 4,500 | $150.22 | D | 35,367 | D | |
| capital stock | Nov 15, 2016 | M | 4,500 | $65.17 | A | 39,867 | D | |
| capital stock | Nov 15, 2016 | M | 10,357 | $70.30 | A | 50,224 | D | |
| capital stock | Nov 15, 2016 | F | 11,022 | $149.39 | D | 39,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option(right to buy with tandem tax withholding)F2 | $65.17 | Nov 15, 2016 | M | 4,500 | D | — | Feb 18, 2021 | capital stock | 4,500 | 30,457 | D |
| stock option(right to buy with tandem tax withholding)F3 | $70.30 | Nov 15, 2016 | M | 10,357 | D | — | Nov 8, 2023 | capital stock | 10,357 | 20,100 | D |
Explanation of responses
- F1Payment of purchase price and tax obligation on stock option exercise.
- F2vesting in three equal annual installments commencing 02/18/2012.
- F3Vesting in three equal annual installments commencing 11/8/2014.