SEC Form 4/A · accession 0001193125-26-401336
Apollomics Inc. · APLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Kuan-How Lin
Officer — Chief Financial Officer
Period of report
Sep 14, 2026
Accepted (ET)
Sep 24, 2026 · 7:49 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001944885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A ORDINARY SHARES | Sep 15, 2026 | M | 10,000 | $0.00 | A | 58,979 | D | |
| CLASS A ORDINARY SHARES | Sep 15, 2026 | F | 3,416 | $24.02 | D | 55,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to Buy)F1 | $23.18 | Sep 14, 2026 | A | 6,000 | A | — | Sep 14, 2036 | CLASS A ORDINARY SHARES | 6,000 | 6,000 | D |
| Restricted Stock UnitsF2,F3 | — | Sep 15, 2026 | M | 10,000 | D | — | — | CLASS A ORDINARY SHARES | 10,000 | 10,000 | D |
Explanation of responses
- F1The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
- F2Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
- F3RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 10,000 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026 and September 15, 2026. This transaction represents the vesting of 10,000 RSUs on September 15, 2026.
Remarks
This Form 4 is being amended to correct the expiration date of the stock option.