SEC Form 4/A · accession 0001193125-26-401335
Apollomics Inc. · APLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Hung Hsien Yen
Director
Period of report
Sep 14, 2026
Accepted (ET)
Sep 24, 2026 · 7:49 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001944885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A ORDINARY SHARES | Sep 15, 2026 | M | 500 | $0.00 | A | 500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.18 | Sep 14, 2026 | A | 2,000 | A | — | Sep 14, 2036 | CLASS A ORDINARY SHARES | 2,000 | 2,000 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 15, 2026 | M | 500 | D | — | — | CLASS A ORDINARY SHARES | 500 | 500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
- F2The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
- F3RSUs were granted and previously reported on a Form 3 filed July 24, 2026. The initial RSU grant of 500 shares vested on September 15, 2026.
Remarks
This Form 4 is being amended to correct the expiration date of the stock option.