SEC Form 4 · accession 0001193125-26-394786
Apollomics Inc. · APLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hung-Wen Chen
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 14, 2026
Accepted (ET)
Sep 17, 2026 · 8:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001944885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A ORDINARY SHARES | Sep 15, 2026 | M | 5,000 | $0.00 | A | 423,334 | D | |
| CLASS A ORDINARY SHARESF1 | holding | — | — | — | 1,029,695 | I | Through King Regent Management Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.18 | Sep 14, 2026 | A | 8,000 | A | — | Sep 14, 2036 | CLASS A ORDINARY SHARES | 8,000 | 8,000 | D |
| Restricted Stock UnitsF3,F4 | — | Sep 15, 2026 | M | 5,000 | D | — | — | CLASS A ORDINARY SHARES | 5,000 | 5,000 | D |
Explanation of responses
- F1The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein.
- F2The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
- F3Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
- F4RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026, and September 15, 2026. This transaction represents the vesting of 5,000 RSUs on September 15, 2026.