SEC Form 4 · accession 0001193125-26-272860
Apollomics Inc. · APLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hung-Wen Chen
Officer — Chief Executive Officer · Director
Period of report
Jun 15, 2026
Accepted (ET)
Jun 16, 2026 · 5:11 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001944885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A ORDINARY SHARES | Jun 15, 2026 | M | 5,000 | $0.00 | A | 148,334 | D | |
| CLASS A ORDINARY SHARESF1 | holding | — | — | — | 763,028 | I | Through King Regent Management Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 15, 2026 | M | 5,000 | D | — | — | CLASS A ORDINARY SHARES | 5,000 | 5,000 | D |
Explanation of responses
- F1The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein.
- F2Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
- F3RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 5,000 shares will vest on September 15, 2026. This transaction represents the vesting of 5,000 RSUs on June 15, 2026.