SEC Form 4 · accession 0001193125-26-272823
Apollomics Inc. · APLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yi-Kuei Chen
Officer — Chief Operating Officer · Director
Period of report
Jun 15, 2026
Accepted (ET)
Jun 16, 2026 · 5:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001944885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A ORDINARY SHARES | Jun 15, 2026 | M | 5,000 | $0.00 | A | 15,000 | D | |
| CLASS A ORDINARY SHARESF1 | holding | — | — | — | 101,248 | I | Through Maxpro Investment Co., Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 15, 2026 | M | 5,000 | D | — | — | CLASS A ORDINARY SHARES | 5,000 | 5,000 | D |
Explanation of responses
- F1The reporting person is member of the Board of Directors of Maxpro Investment Co., Ltd. and is co-founder and managing director of Maxpro Ventures Ltd. The reporting person disclaims beneficial ownership of theses securities except to the extent of his pecuniary interest therein.
- F2Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
- F3RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, and March 15, 2026, and an additional 5,000 shares will vest on September 15, 2026. This transaction represents the vesting of 5,000 RSUs on June 15, 2026.