SEC Form 4 · accession 0000019446-18-000053
CANTEL MEDICAL CORP · CMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles M Diker
Officer — Chairman · Director · 10% Owner
Period of report
Oct 10, 2018
Accepted (ET)
Oct 12, 2018 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per shareF1 | Oct 10, 2018 | A | 990 | $0.00 | A | 3,016,858 | D | |
| Common Stock, par value $.10 per shareF2 | Oct 10, 2018 | A | 607 | $0.00 | A | 3,017,465 | D | |
| Common Stock, par value $.10 per shareF3 | Oct 10, 2018 | F | 340 | $88.42 | D | 3,017,125 | D | |
| Common Stock, par value $.10 per share | holding | — | — | — | 452,238 | I | By wife | |
| Common Stock, par value $.10 per share | holding | — | — | — | 108,271 | I | By trust for benefit of children | |
| Common Stock, par value $.10 per share | holding | — | — | — | 86,494 | I | By custodial accounts for benefit of grandchildren | |
| Common Stock, par value $.10 per share | holding | — | — | — | 29,430 | I | Shares held by Dico Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents time-based Restricted Stock Units (RSUs) granted on 10/10/18 that vest in three equal annual installments commencing on the first anniversary of the grant date.
- F2This represents a performance-based RSU granted on 10/10/17, as adjusted based on the Company's sales performance during the fiscal year ended July 31, 2018. One-third of these RSUs (as adjusted) vested on 10/10/18 and the balance of these RSUs are now time-based, vesting in two equal annual installments on 10/10/19 and 10/10/20.
- F3This represents shares withheld for taxes attributable to the vesting of (i) time-based RSUs that vested on 10/10/18 and (ii) performance-based RSUs that vested on 10/10/18.