SEC Form 4 · accession 0001209191-18-017179
MAGELLAN HEALTH INC · MGLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel N Gregoire
Officer — General Counsel and Secretary
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Common Stock, $0.01 par value | Mar 5, 2018 | X | 12,538 | $63.95 | A | 25,995 | D | |
| Ordinary Common Stock, $0.01 par value | Mar 5, 2018 | X | 5,042 | $64.87 | A | 31,037 | D | |
| Ordinary Common Stock, $0.01 par value | Mar 5, 2018 | X | 5,295 | $68.50 | A | 36,332 | D | |
| Ordinary Common Stock, $0.01 par valueF2 | Mar 5, 2018 | S | 22,875 | $99.0469 | D | 13,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4,F3 | $63.95 | Mar 5, 2018 | X | 12,538 | D | — | Mar 4, 2025 | Common Stock | 12,538 | 0 | D |
| Stock Options (right to buy)F4,F5 | $64.87 | Mar 5, 2018 | X | 5,042 | D | — | Mar 3, 2026 | Common Stock | 5,042 | 5,041 | D |
| Stock Options (right to buy)F4,F6 | $68.50 | Mar 5, 2018 | X | 5,295 | D | — | Mar 3, 2027 | Common Stock | 5,295 | 10,590 | D |
Explanation of responses
- F1This transaction was effectuated pursuant to a Rule 10b-5-1 Plan.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions at prices ranging from $98.75 to $99.25, inclusive. The price reported represents the weighted average price. The Reporting Person undertakes to provide staff of the SEC, the issuer, or a stockholder of the issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3All of the stock options in this tranche have vested in full.
- F4Not applicable.
- F5The remainder of 5,041 options shall vest on March 3, 2019.
- F6The remainder of 10,590 options shall vest in equal increments on each of March 3 of 2019 and 2020.