SEC Form 4 · accession 0001209191-16-154348
MAGELLAN HEALTH INC · MGLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clapper Caskie Lewis
Officer — Chief Human Resources Officer
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Common Stock, $0.01 par value | Dec 7, 2016 | X | 15,997 | $47.46 | A | 33,029 | D | |
| Ordinary Common Stock, $0.01 par value | Dec 8, 2016 | X | 15,548 | $47.46 | A | 48,577 | D | |
| Ordinary Common Stock, $0.01 par value | Dec 8, 2016 | X | 24,045 | $49.10 | A | 72,622 | D | |
| Ordinary Common Stock, $0.01 par value | Dec 7, 2016 | S | 15,997 | $74.00 | D | 56,625 | D | |
| Ordinary Common Stock, $0.01 par value | Dec 8, 2016 | S | 15,548 | $74.00 | D | 41,077 | D | |
| Ordinary Common Stock, $0.01 par value | Dec 8, 2016 | S | 23,045 | $75.00 | D | 18,032 | D | |
| Ordinary Common Stock, $0.01 par value | Dec 8, 2016 | S | 1,000 | $75.0146 | D | 17,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $47.46 | Dec 7, 2016 | X | 15,997 | D | — | Mar 5, 2022 | Common Stock | 15,997 | 15,548 | D |
| Stock Option (right to buy)F3,F2 | $47.46 | Dec 7, 2016 | X | 15,548 | D | — | Mar 5, 2022 | Common Stock | 15,548 | 0 | D |
| Stock Option (right to buy)F3,F2 | $49.10 | Dec 8, 2016 | X | 24,045 | D | — | Mar 3, 2021 | Common Stock | 24,045 | 0 | D |
Explanation of responses
- F1This transaction was effectuated pursuant to a Rule 10b-5-1 Plan.
- F2All of the stock options in this tranche have vested in full.
- F3Not applicable.