SEC Form 4 · accession 0001140361-15-011015
MAGELLAN HEALTH INC · MGLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clapper Caskie Lewis
Officer — Chief Human Resources Officer
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Common Stock, $0.01 par valueF2 | Mar 5, 2015 | M | 1,020 | $0.00 | A | 16,186 | D | |
| Ordinary Common Stock, $0.01 par valueF2 | Mar 5, 2015 | M | 940 | $0.00 | A | 17,126 | D | |
| Ordinary Common Stock, $0.01 par valueF2 | Mar 5, 2015 | M | 859 | $0.00 | A | 17,985 | D | |
| Ordinary Common Stock, $0.01 par valueF6 | Mar 5, 2015 | F | 953 | — | D | 17,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 5, 2015 | M | 1,020 | D | Mar 5, 2015 | — | Common Stock | 1,020 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 5, 2015 | M | 940 | D | Mar 5, 2015 | — | Common Stock | 940 | 940 | D |
| Restricted StockF2 | $0.00 | Mar 5, 2015 | M | 859 | D | Mar 5, 2015 | — | Common Stock | 859 | 1,717 | D |
Explanation of responses
- F1This transaction was effectuated by a one-third vesting of the Restricted Stock Unit Award granted on March 5, 2012. Each Restricted Stock Unit represents a contingent right to receive one share of Magellan common stock.
- F2Not applicable.
- F3This transaction was effectuated by a one-third vesting of the Restricted Stock Unit Award granted on March 5, 2013. Each Restricted Stock Unit represents a contingent right to receive one share of Magellan common stock.
- F4This transaction was effectuated by a one-third vesting of the Restricted Stock Unit Award granted on March 5, 2014. Each Restricted Stock Unit represents a contingent right to receive one share of Magellan common stock.
- F5Represents the portion of shares withheld by the Company in order to pay taxes.
- F6Closing price on NASDAQ on March 5, 2015.