SEC Form 4 · accession 0001185185-26-003006
VinFast Auto Ltd. · VFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pham Nhat Vuong
Officer — Chief Executive Officer · Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 17, 2026 · 8:50 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001913510
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VFVN Series 5 Preference SharesF1 | — | Jun 30, 2026 | J | 500,000,000 | A | Jun 30, 2026 | — | Ordinary Shares | 226,346,763 | 704,667,875 | I |
Explanation of responses
- F1CPUD VFVN05 preference shares ("VFVN Series 5 Preference Shares") in the capital of VinFast Vietnam Joint Stock Company ("VFVN"), a joint stock company organized in Vietnam and a subsidiary of the Issuer, held of record by Vingroup Joint Stock Company ("Vingroup"), a public company listed on the Ho Chi Minh Stock Exchange, in which the Reporting Person, directly and through a majority-owned affiliate, holds a majority interest. The Reporting Person disclaims beneficial ownership of the shares held by Vingroup except to the extent of his pecuniary interest therein, if any. The VFVN Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 2.209 VFVN Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 5 Preference Shares have no expiration date.