SEC Form 4 · accession 0001185185-26-002758
VinFast Auto Ltd. · VFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pham Nhat Vuong
Officer — Chief Executive Officer · Director
Period of report
Jun 29, 2026
Accepted (ET)
Jul 1, 2026 · 6:06 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001913510
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VFTP 2026 Series 1 Preference SharesF1,F2 | — | Jun 29, 2026 | J | 101,166,305 | D | Jun 19, 2026 | — | Ordinary Shares | 186,241 | 0 | I |
| VFTP 2026 Series 3 Preference SharesF3,F2 | — | Jun 29, 2026 | J | 771,118,471 | D | Jun 19, 2026 | — | Ordinary Shares | 1,419,584 | 0 | I |
| VFTP 2026 Series 5 Preference SharesF4,F2 | — | Jun 29, 2026 | J | 4,337,975,510 | D | Jun 19, 2026 | — | Ordinary Shares | 3,386,133 | 0 | I |
Explanation of responses
- F1CPUD VFTP01 preference shares ("VFTP 2026 Series 1 Preference Shares") in the capital of VinFast Trading and Production Joint Stock Company ("VFTP"), a joint stock company organized in Vietnam. The VFTP 2026 Series 1 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 543.2 VFTP 2026 Series 1 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP 2026 Series 1 Preference Shares have no expiration date.
- F2In connection with the corporate restructuring completed by the Issuer on June 30, 2026, a termination agreement dated June 29, 2026 was entered into between Vingroup Joint Stock Company ("Vingroup") and the Issuer, pursuant to which the share exchange agreement governing the exchange of 5,210,260,286 VFTP preference shares held by Vingroup for ordinary shares of the Issuer was terminated. The VFTP preference shares reported herein are held of record by Vingroup, a public company listed on the Ho Chi Minh Stock Exchange, in which the Reporting Person, directly and through a majority-owned affiliate, holds a majority interest. The Reporting Person disclaims beneficial ownership of the securities held by Vingroup except to the extent of his pecuniary interest therein.
- F3CPUD VFTP03 preference shares ("VFTP 2026 Series 3 Preference Shares") in the capital of VFTP. The VFTP 2026 Series 3 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 543.2 VFTP 2026 Series 3 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP 2026 Series 3 Preference Shares have no expiration date.
- F4CPUD VFTP05 preference shares ("VFTP 2026 Series 5 Preference Shares") in the capital of VFTP. The VFTP 2026 Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 1,281.1 VFTP 2026 Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP 2026 Series 5 Preference Shares have no expiration date.