SEC Form 4 · accession 0001185185-26-002600

VinFast Auto Ltd. · VFS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Pham Nhat Vuong

Officer — Chief Executive Officer · Director

Period of report

Jun 19, 2026

Accepted (ET)

Jun 22, 2026 · 6:42 am EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001913510

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
VFTP Series 1 Preference Shares^F1,F2	—	Jun 19, 2026	J	105,939,383	D	Dec 31, 2024	—	Ordinary Shares	23,542,085	0	I
VFTP Series 2 Preference Shares^F3,F2	—	Jun 19, 2026	J	102,589,457	D	Dec 31, 2024	—	Ordinary Shares	60,346,739	0	I
VFTP Series 3 Preference Shares^F4,F2	—	Jun 19, 2026	J	807,500,229	D	Dec 31, 2024	—	Ordinary Shares	179,444,495	0	I
VFTP Series 5 Preference Shares^F5,F2	—	Jun 19, 2026	J	4,542,643,385	D	—	—	Ordinary Shares	449,766,671	0	I
VFTP 2026 Series 1 Preference Shares^F6,F2	—	Jun 19, 2026	J	101,166,305	A	Jun 19, 2026	—	Ordinary Shares	186,241	101,166,305	I
VFTP 2026 Series 3 Preference Shares^F7,F2	—	Jun 19, 2026	J	771,118,471	A	Jun 19, 2026	—	Ordinary Shares	1,419,584	771,118,471	I
VFTP 2026 Series 5 Preference Shares^F8,F2	—	Jun 19, 2026	J	4,337,975,510	A	Jun 19, 2026	—	Ordinary Shares	3,386,133	4,337,975,510	I
VFVN Series 1 Preference Shares^F9,F2	—	Jun 19, 2026	J	4,773,078	A	Jun 19, 2026	—	Ordinary Shares	23,397,441	4,773,078	I
VFVN Series 2 Preference Shares^F10,F2	—	Jun 19, 2026	J	102,589,457	A	Jun 19, 2026	—	Ordinary Shares	60,346,739	102,589,457	I
VFVN Series 3 Preference Shares^F11,F2	—	Jun 19, 2026	J	36,381,758	A	Jun 19, 2026	—	Ordinary Shares	178,341,950	36,381,758	I
VFVN Series 5 Preference Shares^F12,F2	—	Jun 19, 2026	J	204,667,875	A	Jun 19, 2026	—	Ordinary Shares	92,651,822	204,667,875	I

Explanation of responses

F1CPUD VFTP01 preference shares ("VFTP Series 1 Preference Shares") in the capital of VinFast Trading and Product Joint Stock Company ("VFTP"), a joint stock company organized in Vietnam and a subsidiary of the Issuer. The VFTP Series 1 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 4.5 VFTP Series 1 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP Series 1 Preference Shares have no expiration date.
F10CPUD VFVN02 preference shares ("VFVN Series 2 Preference Shares") in the capital of VFVN. The VFVN Series 2 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 1.7 VFVN Series 2 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 2 Preference Shares have no expiration date.
F11CPUD VFVN03 preference shares ("VFVN Series 3 Preference Shares") in the capital of VFVN. The VFVN Series 3 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 0.204 VFVN Series 3 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 3 Preference Shares have no expiration date.
F12CPUD VFVN05 preference shares ("VFVN Series 5 Preference Shares") in the capital of VFVN. The VFVN Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 2.209 VFVN Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 5 Preference Shares have no expiration date.
F2In connection with the corporate restructuring announced by the Issuer on May 12, 2026, 464,573,166 VFTP preference shares were allocated to VinFast Vietnam Joint Stock Company ("VFVN") and re-classified as preference shares of VinFast Vietnam Joint Stock Company ("VFVN"). The VFTP preference shares and VFVN preference shares reported herein are held of record by Vingroup Joint Stock Company ("Vingroup"), a public company listed on the Ho Chi Minh Stock Exchange, in which the Reporting Person, directly and through a majority-owned affiliate, holds a majority interest. The Reporting Person disclaims beneficial ownership of the securities held by Vingroup except to the extent of his pecuniary interest therein.
F3CPUD VFTP02 preference shares ("VFTP Series 2 Preference Shares") in the capital of VFTP. The VFTP Series 2 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 1.7 VFTP Series 2 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP Series 2 Preference Shares have no expiration date.
F4CPUD VFTP03 preference shares ("VFTP Series 3 Preference Shares") in the capital of VFTP. The VFTP Series 3 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 4.5 VFTP Series 3 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP Series 3 Preference Shares have no expiration date.
F5CPUD VFTP05 preference shares ("VFTP Series 5 Preference Shares") in the capital of VFTP. The VFTP Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 10.1 VFTP Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP Series 5 Preference Shares were issued in four tranches on December 30, 2024, March 31, 2025, December 22, 2025, and March 30, 2026, were exercisable from their respective issuance dates, and had no expiration date.
F6CPUD VFTP01 preference shares issued in June 2026 ("VFTP 2026 Series 1 Preference Shares") in the capital of VFTP. The VFTP 2026 Series 1 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 543.2 VFTP 2026 Series 1 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP 2026 Series 1 Preference Shares have no expiration date.
F7CPUD VFTP03 preference shares issued in June 2026 ("VFTP 2026 Series 3 Preference Shares") in the capital of VFTP. The VFTP 2026 Series 3 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 543.2 VFTP 2026 Series 3 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP 2026 Series 3 Preference Shares have no expiration date.
F8CPUD VFTP05 preference shares issued in June 2026 ("VFTP 2026 Series 5 Preference Shares") in the capital of VFTP. The VFTP 2026 Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 1,281.1 VFTP 2026 Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFTP 2026 Series 5 Preference Shares have no expiration date.
F9CPUD VFVN01 preference shares ("VFVN Series 1 Preference Shares") in the capital of VFVN. The VFVN Series 1 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 0.204 VFVN Series 1 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 1 Preference Shares have no expiration date.