SEC Form 4 · accession 0001437749-26-023187
USCB FINANCIAL HOLDINGS, INC. · USCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio E. Garrido
Officer — SVP, Chief Credit Officer
Period of report
Jul 6, 2026
Accepted (ET)
Jul 9, 2026 · 3:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001901637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Voting Common StockF1,F2 | Jul 6, 2026 | A | 15,000 | $0.00 | A | 25,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class A Voting Common StockF3 | $8.75 | holding | — | — | — | Feb 26, 2022 | Feb 26, 2031 | Class A Voting Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Represents the grant of 15,000 shares of restricted stock which vest on July 6, 2029.
- F2Includes 405 shares of restricted stock from a grant of 1,215 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,724 shares of restricted stock from a grant of 2,587 shares which commenced vesting at a rate of one-third per year on January 21, 2026, and a grant of 2,674 shares which commence vesting at a rate of one-third per year on January 27, 2027.
- F3The options vested at a rate of one-third per year commencing on February 26, 2022.