SEC Form 4 · accession 0001437749-26-019824
USCB FINANCIAL HOLDINGS, INC. · USCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Collazo
Officer — EVP, Operations & IT
Period of report
Jun 8, 2026
Accepted (ET)
Jun 8, 2026 · 3:44 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001901637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Voting Common StockF1 | Jun 8, 2026 | S | 1,000 | $19.00 | D | 31,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Class A Voting StockF2 | $12.05 | holding | — | — | — | Sep 27, 2022 | Sep 27, 2031 | Class A Voting Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 948 shares of restricted stock from a grant of 2,846 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, 4,042 shares of restricted stock from a grant of 6,064 shares which commenced vesting at a rate of one-third per year commencing on January 21, 2026 and 6,123 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027.
- F2The options vested at the rate of one-third per year commencing on September 27, 2022.