SEC Form 4 · accession 0001045434-26-000009
Amprius Technologies, Inc. · AMPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Dixon
Director
Period of report
Jun 12, 2026
Accepted (ET)
Jun 16, 2026 · 6:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001899287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jun 12, 2026 | A | 10,423 | $0.00 | A | 280,079 | D | |
| Common stockF4 | Jun 15, 2026 | S | 85,000 | $17.1672 | D | 359,380 | I | See Footnote |
| Common stockF3 | holding | — | — | — | 163,142 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date.
- F2Includes 10,423 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
- F3These shares of common stock held by Donald & Elizabeth Dixon 2004 Family Partners, of which Mr. Dixon is a co-general partner.
- F4These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees.