SEC Form 4 · accession 0001753926-26-001040
CDT Equity Inc. · CDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Mark Andrew Taylor
10% Owner
Prospect Capital Securities Ltd
10% Owner
Prospect Finance Ltd
10% Owner
Period of report
Jun 18, 2026
Accepted (ET)
Jun 23, 2026 · 6:40 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001896212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 18, 2026 | S | 5,000 | $0.7052 | D | 1,464,711 | I | By Prospect Capital Securities Limited |
| Common StockF1,F2,F3 | Jun 18, 2026 | S | 1,464,711 | $1.44 | D | 0 | I | By Prospect Capital Securities Limited |
| Common StockF1,F4,F3 | Jun 18, 2026 | S | 5,000 | $0.751 | D | 593,289 | I | By Prospect Finance Limited |
| Common StockF1,F4,F5,F3 | Jun 18, 2026 | S | 593,289 | $1.3975 | D | 0 | I | By Prospect Finance Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares of common stock, par value $0.0001 per share ("Common Stock"), of CDT Equity Inc. (the "Issuer") reported gives effect to the 1-for-25 reverse split of the Common Stock effected by the Company as of the opening of market on March 26, 2026.
- F2On June 18, 2026, Prospect Capital Securities Limited, a New Zealand company ("Prospect Capital") sold 5,000 shares of Common Stock in the open market at a sales price per share of $0.7052 and 1,464,711 shares of Common Stock in the open market at a sales price per share of $1.44.
- F3Mark Taylor is the sole director and sole shareholder of each of Prospect Capital and Prospect Finance Limited, a New Zealand company ("Prospect Finance"). By virtue of these relationships, Mr. Taylor may be deemed to beneficially own the securities held of record by each of Prospect Capital and Prospect Finance. Mr. Taylor disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.
- F4On June 18, 2026, Prospect Finance sold 5,000 shares of Common Stock in the open market at a sales price per share of $0.751 and 593,289 shares of Common Stock in the open market at prices ranging from $1.25 to $1.67 per share, inclusive.
- F5The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of such shares of Common Stock sold at each separate price within such range.