SEC Form 4 · accession 0001903596-26-000323
Expion Energy, Inc. · XPON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Shum
Director
Period of report
Aug 13, 2026
Accepted (ET)
Aug 25, 2026 · 9:57 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001894954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 13, 2026 | A | 5,000 | $0.00 | A | 5,876 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's 2021 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The RSUs vested in full on the grant date.
- F2Includes (i) 5,427 shares of Common Stock, and (ii) 449 shares of Common Stock which the Reporting Person has the right to acquire upon the exercise of stock options exercisable within 60 days of August 25, 2026.
Remarks
Exhibit 24.1 - Power of Attorney