SEC Form 4 · accession 0001831269-26-000002
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen E Johnson
Officer — Chief Executive Officer · Director
Period of report
Aug 6, 2026
Accepted (ET)
Aug 6, 2026 · 6:36 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 6, 2026 | P | 100,000 | $6.1268 | A | 100,000 | I | By Revocable Trust |
| Common StockF3 | holding | — | — | — | 7,509,539 | D | ||
| Common Stock | holding | — | — | — | 3,606,127 | I | By Spousal Trust | |
| Common StockF3 | holding | — | — | — | 1,000,000 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $6.065 to $6.175 per share. The Reporting Person has provided the Company, and upon request, will provide any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, with information regarding the number of shares acquired at each price within that range.
- F2Shares are held by the Revocable Trust of Todd and Kathleen Johnson, u/a/d November 29, 2021, of which the Reporting Person is a trustee.
- F3Includes the transfer of 1,000,000 shares on May 15, 2026 to the Kathleen E Johnson May 2026 2-Year GRAT, U/A 5/11/26, of which the Reporting Person is the trustee, for estate planning purposes.