SEC Form 4 · accession 0001209191-19-016005
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen F Post III
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | D | 40,478 | $0.00 | D | 1,193,966 | D | |
| Common StockF3 | Feb 28, 2019 | F | 58,020 | $13.19 | D | 1,135,946 | D | |
| Common Stock | holding | — | — | — | 18,956 | I | by 401(k) | |
| Common StockF4 | holding | — | — | — | 49,278 | I | by ESOP | |
| Common StockF4 | holding | — | — | — | 14,023 | I | by PAYSOP | |
| Common StockF4 | holding | — | — | — | 120,598 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.
- F2Shares withheld to cover the taxes due upon the vesting of restricted stock.
- F3Includes 1,939 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report (including an additional 537 shares acquired through the reinvestment of dividends since his last Form 4).
- F4This is a legacy defined contribution plan sponsored by the Issuer.