SEC Form 4 · accession 0001209191-19-013205
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacey W Goff
Officer — EVP & GC
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | F | 6,633 | $13.33 | D | 441,821 | D | |
| Common Stock | Feb 23, 2019 | F | 1,897 | $13.44 | D | 439,924 | D | |
| Common Stock | holding | — | — | — | 2,912 | I | by 401(k) | |
| Common StockF2 | holding | — | — | — | 4,021 | I | by ESOP | |
| Common StockF2 | holding | — | — | — | 887 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.
- F2This is a legacy defined contribution plan sponsored by the Issuer.