SEC Form 5 · accession 0001209191-19-010270
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Clontz
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 25, 2018 | P | 15,000 | $18.33 | A | 194,334 | D | |
| Common Stock | holding | — | — | — | 50,000 | I | by Spouse | |
| Common StockF3 | holding | — | — | — | 500 | I | by Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in two trades (5,000 shares at $17.99 per share and 10,000 shares at $18.50 per share). The price reported above reflects the weighted average sale price.
- F2This ending balance (a) has been reduced by 2 shares to correct an overreporting on the Reporting Person's November 1, 2017 Form 4 and (b) includes 366 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4.
- F3The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.