SEC Form 4 · accession 0001209191-18-058734
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacey W Goff
Officer — EVP & GC
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2018 | A | 2,297 | $0.00 | A | 454,580 | D | |
| Common Stock | holding | — | — | — | 2,823 | I | by 401(k) | |
| Common StockF2 | holding | — | — | — | 3,898 | I | by ESOP | |
| Common StockF2 | holding | — | — | — | 860 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional shares of restricted stock earned under an integration award, originally granted on June 1, 2017, based on the Human Resources and Compensation Committee's evaluation of the Reporting Person's performance. All shares earned under this integration award are scheduled to vest on December 15, 2018.
- F2This is a legacy defined contribution plan sponsored by the Issuer.