SEC Form 4 · accession 0001209191-18-048006
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen F Post III
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 21, 2018 | S | 150,000 | $24.0005 | D | 1,233,907 | D | |
| Common Stock | holding | — | — | — | 17,937 | I | by 401(k) | |
| Common StockF3 | holding | — | — | — | 46,629 | I | by ESOP | |
| Common StockF3 | holding | — | — | — | 13,270 | I | by PAYSOP | |
| Common StockF3 | holding | — | — | — | 114,116 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $24.00 - $24.035. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
- F3This is a legacy defined contribution plan sponsored by the Issuer.