SEC Form 4 · accession 0001209191-18-036113
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunit S Patel
Officer — Executive Vice President & CFO
Period of report
Jun 1, 2018
Accepted (ET)
Jun 6, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | A | 104,976 | $0.00 | A | 1,193,303 | D | |
| Common Stock | holding | — | — | — | 9,210 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 1,428 | I | by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a special performance-based grant of restricted stock, the vesting of which is dependent upon the extent to which the applicable performance metrics are met. Any earned shares will vest on the third anniversary of the date of grant.