SEC Form 4 · accession 0001209191-18-033597
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen F Post III
Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2018 | D | 245,787 | $0.00 | D | 1,656,132 | D | |
| Common Stock | May 23, 2018 | F | 130,969 | $19.01 | D | 1,525,163 | D | |
| Common StockF4 | May 24, 2018 | A | 8,744 | $0.00 | A | 1,533,907 | D | |
| Common Stock | holding | — | — | — | 17,432 | I | by 401(k) | |
| Common StockF5 | holding | — | — | — | 45,317 | I | by ESOP | |
| Common StockF5 | holding | — | — | — | 12,896 | I | by PAYSOP | |
| Common StockF5 | holding | — | — | — | 110,905 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of unvested restricted stock were forfeited upon the Reporting Person's retirement.
- F2Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.
- F3This grant of restricted stock will vest on May 24, 2019.
- F4Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
- F5This is a legacy defined contribution plan sponsored by the Issuer.