SEC Form 4 · accession 0001209191-17-065227
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Clontz
Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2017 | P | 5,000 | $15.4892 | A | 131,019 | D | |
| Common StockF1 | Dec 11, 2017 | P | 30,000 | $15.7352 | A | 40,000 | I | by Spouse |
| Common StockF2 | Dec 11, 2017 | P | 500 | $15.5799 | A | 500 | I | by Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $15.60 to $15.84. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.
- F2The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.