SEC Form 4 · accession 0001209191-17-064867
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen F Post III
Officer — Chief Executive Officer · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 8, 2017 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | P | 50,000 | $14.17 | A | 1,558,139 | D | |
| Common Stock | holding | — | — | — | 16,368 | I | by 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 42,551 | I | by ESOP | |
| Common StockF2 | holding | — | — | — | 12,109 | I | by PAYSOP | |
| Common StockF2 | holding | — | — | — | 104,134 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
- F2This is a legacy defined contribution plan sponsored by the Issuer.