SEC Form 4 · accession 0001209191-17-059242
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Douglas
Officer — President, Enterprise Markets
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | A | 2,088 | $0.00 | A | 192,394 | D | |
| Common Stock | Nov 1, 2017 | F | 18,341 | $17.85 | D | 174,053 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional shares earned under restricted stock award originally granted to the Reporting Person on June 1, 2017, as determined by the Human Resources and Compensation Committee.
- F2Shares withheld to cover taxes due on vesting of restricted stock.