SEC Form 4 · accession 0001209191-17-037722
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine L Moreau
Officer — President, Consumer Markets
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 1, 2017 | A | 125,280 | $0.00 | A | 230,308 | D | |
| Common Stock | holding | — | — | — | 1,412 | I | by 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 995 | I | by ESOP | |
| Common StockF3 | holding | — | — | — | 2 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date.
- F2Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
- F3This is a legacy defined contribution plan sponsored by the Issuer.