SEC Form 4 · accession 0001209191-17-037716
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Cole
Officer — EVP, Controller & Ops Support
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 1, 2017 | A | 125,280 | $0.00 | A | 351,618 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of time-based restricted stock, one-half of which will vest on December 15, 2018 and one-half of which will vest on December 15, 2019.
- F2Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.