SEC Form 4 · accession 0001209191-17-013497
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Trezise
Officer — EVP, Human Resources
Period of report
Feb 20, 2017
Accepted (ET)
Feb 22, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2017 | D | 3,061 | $0.00 | D | 54,062 | D | |
| Common Stock | Feb 20, 2017 | F | 4,032 | $24.28 | D | 50,030 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.
- F2Shares withheld to cover the taxes due upon the vesting of restricted stock.