SEC Form 4 · accession 0001209191-16-149529
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Brown
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 7:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | J | 15,339 | $24.16 | D | 8,958 | D | |
| Common Stock | Nov 9, 2016 | J | 4,099 | $24.28 | D | 4,859 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to a charitable foundation in exchange for their cash value. The foundation is controlled by the insider but qualifies as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code.