SEC Form 4 · accession 0001209191-16-147478
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Cole
Officer — EVP, Controller & Ops Support
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 27, 2016 | S | 30,000 | $33.00 | D | 198,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.