SEC Form 4 · accession 0001209191-16-123261
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacey W Goff
Officer — EVP, CAO & GC
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | F | 4,634 | $26.91 | D | 153,464 | D | |
| Common Stock | holding | — | — | — | 2,204 | I | by 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 3,043 | I | by ESOP | |
| Common StockF2 | holding | — | — | — | 672 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to cover the taxes due upon the vesting of restricted stock.
- F2This is a legacy defined contribution plan sponsored by the Issuer.