SEC Form 4 · accession 0001209191-16-122207
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Bruce Hanks
Director
Period of report
Oct 26, 2015
Accepted (ET)
May 20, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 26, 2015 | J | 3,810 | $0.00 | A | 3,810 | I | pursuant to POA |
| Common Stock | May 19, 2016 | A | 4,859 | $0.00 | A | 39,030 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 26, 2015, pursuant to a durable power of attorney, the Reporting Person became attorney-in-fact with respect to these shares, which are beneficially owned by his mother.
- F2The Reporting Person disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.
- F3This grant of restricted stock will vest on May 19, 2017.