SEC Form 4 · accession 0001209191-16-101374
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stewart Ewing Jr.
Officer — Ex. VP & CFO
Period of report
Feb 20, 2016
Accepted (ET)
Feb 23, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2016 | F | 2,338 | $29.73 | D | 194,439 | D | |
| Common Stock | holding | — | — | — | 1,692 | I | by 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 9,113 | I | by ESOP | |
| Common StockF2 | holding | — | — | — | 1,886 | I | by PAYSOP | |
| Common StockF2 | holding | — | — | — | 8,777 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to cover the taxes due upon the vesting of restricted stock.
- F2This is a legacy defined contribution plan sponsored by the Issuer.