SEC Form 4 · accession 0001209191-16-100700
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine L Moreau
Officer — EVP, Global Ops & Shared Svcs
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | S | 3,841 | $30.23 | D | 44,182 | D | |
| Common Stock | holding | — | — | — | 1,278 | I | by 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 900 | I | by ESOP | |
| Common StockF2 | holding | — | — | — | 2 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
- F2This is a legacy defined contribution plan sponsored by the Issuer.