SEC Form 4 · accession 0001181431-15-007535
Lumen Technologies, Inc. · LUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Puckett
Officer — President, Global Markets
Period of report
May 23, 2015
Accepted (ET)
May 27, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 23, 2015 | F | 4,754 | $33.95 | D | 280,897 | D | |
| Common Stock | holding | — | — | — | 1,412 | I | by 401(k) | |
| Common StockF3 | holding | — | — | — | 2,563 | I | by ESOP | |
| Common StockF3 | holding | — | — | — | 28 | I | by Stock Bonus Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to cover the taxes due upon the vesting of restricted stock.
- F2Includes 9,924 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
- F3This is a legacy defined contribution plan sponsored by the Issuer.